Australian Securities and Investment Commission
The Australian Securities and Investments Commission (ASIC) is one of three Commonwealth government bodies that regulate financial services and is the single national regulator of Australian Companies. It regulates advising, selling and disclosure of financial products and services to consumers as well as protecting markets and consumers from manipulation, deception and unfair practices.
Belgium Banking and Finance Commission
The Banking and Finance Commission (BFC) is an autonomous public institution which has its own legal personality. Responsible for the supervision of Belgium markets, Belgium registered collective funds and investment advice companies.
Bermuda Monetary Authority
The Bermuda Monetary Authority is responsible for the licensing of banks, deposit companies and investment businesses, supervision of Bermuda's financial institutions and the vetting of both individuals and entities wishing to set up corporate entities in Bermuda.
Comision Nacional de Valores - Argentina
The NSC Supervises Argentinian corporations authorized to issue securities to the public, the secondary markets where these securities are traded, and all persons and corporations involved in any capacity in the public offering and trading of these securities. Public offering and trading of futures and options contracts is also under NSC jurisdiction, as are the related futures exchanges, clearing houses and brokers intermediaries.
Comision Nacional del Mercado de Valores
The agency in charge of supervising the Spanish Stock Markets and inspecting the activities of market participants.
Comissao de Valores Mobiliarios (CVM)
CMV - Securities and Exchange Commission of Brazil with regulatory control over Brazilian securities trading and its markets.
Commission des Operations de Bourse
The Commission regulates, authorises, supervises and approves much of the investment business undertaken by French regulated firms.
Commission des valeurs mobilieres du Quebec
The commission is responsible for market surveillance and security within Quebec.
Commodities Trading Commission
Central regulatory authority responsible for the regulation and development of securities and futures industries in Malaysia.
Commodity Futures Trading Commission (CFTC)
US Federal regulatory agency for futures trading.
Conseil des Marches Financiers
Responsible for the full gamut of French financial activities, with the exception of asset management for third parties, which comes under the responsibility of the Commission des Opérations de Bourse (COB).
Danish Financial Supervisory Authority
The Danish Financial Supervisory Authority (Finanstilsynet) attends to the majority of financial regulation in Denmark.
Federal Reserve Board
Supervises and regulates US banking institutions; Protecting the credit rights of consumers.
Financial Services Authority (FSA)
(Formerly the Securities and Investments Board (SIB)) An independent non-governmental body, which exercises statutory financial regulatory powers in the UK.
Financial Services Board
Responsible for regulation of South African financial services and markets.
Hong Kong Monetary Authority
The HKMA is the government authority in Hong Kong responsible for maintaining monetary and banking stability.
International Monetary Fund
The IMF is an international organization of 182 member countries, established in 1946 to promote international monetary cooperation, exchange stability, and orderly exchange arrangements; to foster economic growth.
International Organization of Securities Commissions
A co-operation of member agencies which have close working relations in order to facilitate global regulatory standards.
Investment Management Regulatory Organisation (IMRO)
Regulates UK unit trusts, pension funds and other similar investments. Soon to be fully consumed by the Financial Services Authority.
Japanese Financial Services Agency
Japanese financial regulator, responsible for exchange trades and personal finance.
Kredit tilsynet
Norwegian Banking, Insurance and Securities Commission.
Monetary Authority of Singapore
Supervises the banking, insurance, securities and futures industries of Singapore.
NASD Regulation, Inc.
The independent subsidiary of the National Association of Securities Dealers, Inc. charged with regulating the securities industry and The Nasdaq Stock Market®.
National Futures Association (NFA)
A self-regulatory organization for the U.S. futures industry, committed to protecting investors.
New Zealand Securities Commission
Stautory regulatory body concerned with the transaction of securities business in New Zealand.
Office of the Superintendent of Financial Institutions
The Office of the Superintendent of Financial Institutions (OSFI), Canada, is the primary regulator of federally chartered financial institutions and federally administered pension plans.
Ontario Securities Commission
The Ontario Securities Commission administers and enforces securities legislation in the Province of Ontario.
Securities and Exchange Commission (SEC)
Federal market regulator of US securities and exchanges.
Securities and Exchange Surveillance Commission
Japanese commission responsible for investment advertising and the maintainance of fair trading.
Securities and Futures Authority (SFA)
Regulates firms involved in the securities and futures sectors of the UK financial services industry, directly accountable to the UK Financial Services Authority.
Securities and Futures Commission (SFC)
Taiwanese securities market regulator.
Stichting Toezicht Effectenverkeer (STE)
STE - Securities Board of the Netherlands regulates transactions of Danish securities, as well as the exchanges on which they occur.
Swiss Federal Banking Commission
Regulates and supervises Swiss; Banks, investment funds, stock exchanges, securities dealers and takeover bids.